Aaron Powell - Mar 10, 2023 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
CEO - Pizza Hut
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Mar 10, 2023
Transactions value $
$676,221
Form type
4
Date filed
11/14/2023, 11:16 AM
Previous filing
Feb 16, 2023
Next filing
Dec 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $1.04M +8.29K +145.48% $125.95 14K Nov 12, 2023 Direct
transaction YUM Common Stock Tax liability -$411K -3.26K -23.33% $125.95 10.7K Nov 12, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $1.89K +15.2 +0.49% $124.58 3.15K Mar 10, 2023 Common Stock 15.2 Direct F1, F2
transaction YUM Restricted Stock Units Other $1.9K +14.3 +0.45% $133.44 3.16K Jun 9, 2023 Common Stock 14.3 Direct F1, F2
transaction YUM Restricted Stock Units Other $1.91K +15.1 +0.48% $126.53 3.18K Sep 8, 2023 Common Stock 15.1 Direct F1, F2
transaction YUM Restricted Stock Units Other $2.59K +20.8 +0.49% $124.58 4.3K Mar 10, 2023 Common Stock 20.8 $131.31 Direct F2, F3
transaction YUM Restricted Stock Units Other $2.6K +19.5 +0.45% $133.44 4.32K Jun 9, 2023 Common Stock 19.5 $131.31 Direct F2, F3
transaction YUM Restricted Stock Units Other $2.62K +20.7 +0.48% $126.53 4.35K Sep 8, 2023 Common Stock 20.7 $131.31 Direct F2, F3
transaction YUM Restricted Stock Units Other $9.89K +79.4 +0.49% $124.58 16.4K Mar 10, 2023 Common Stock 79.4 $125.22 Direct
transaction YUM Restricted Stock Units Other $9.93K +74.5 +0.45% $133.34 16.5K Jun 9, 2023 Common Stock 74.5 $125.22 Direct
transaction YUM Restricted Stock Units Other $9.98K +78.9 +0.48% $126.55 16.6K Sep 8, 2023 Common Stock 78.9 $125.22 Direct
transaction YUM Restricted Stock Units Options Exercise $0 -8.29K -50% $0.00 8.29K Nov 12, 2023 Common Stock 8.29K $125.22 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from grant date.
F3 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.