Aaron Powell - 10 Mar 2023 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
CEO - Pizza Hut
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
10 Mar 2023
Net transactions value
+$676,221
Form type
4
Filing time
14 Nov 2023, 11:16:41 UTC
Previous filing
16 Feb 2023
Next filing
20 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $1,043,748 +8,287 +145% $125.95 13,983 12 Nov 2023 Direct
transaction YUM Common Stock Tax liability $410,849 -3,262 -23% $125.95 10,721 12 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $1,895 +15 +0.49% $124.58 3,148 10 Mar 2023 Common Stock 15 Direct F1, F2
transaction YUM Restricted Stock Units Other $1,904 +14 +0.45% $133.44 3,162 09 Jun 2023 Common Stock 14 Direct F1, F2
transaction YUM Restricted Stock Units Other $1,913 +15 +0.48% $126.53 3,178 08 Sep 2023 Common Stock 15 Direct F1, F2
transaction YUM Restricted Stock Units Other $2,591 +21 +0.49% $124.58 4,305 10 Mar 2023 Common Stock 21 $131.31 Direct F2, F3
transaction YUM Restricted Stock Units Other $2,605 +20 +0.45% $133.44 4,324 09 Jun 2023 Common Stock 20 $131.31 Direct F2, F3
transaction YUM Restricted Stock Units Other $2,617 +21 +0.48% $126.53 4,345 08 Sep 2023 Common Stock 21 $131.31 Direct F2, F3
transaction YUM Restricted Stock Units Other $9,887 +79 +0.49% $124.58 16,422 10 Mar 2023 Common Stock 79 $125.22 Direct
transaction YUM Restricted Stock Units Other $9,928 +74 +0.45% $133.34 16,496 09 Jun 2023 Common Stock 74 $125.22 Direct
transaction YUM Restricted Stock Units Other $9,983 +79 +0.48% $126.55 16,575 08 Sep 2023 Common Stock 79 $125.22 Direct
transaction YUM Restricted Stock Units Options Exercise $0 -8,287 -50% $0.000000 8,288 12 Nov 2023 Common Stock 8,287 $125.22 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from grant date.
F3 The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant.