Key facts
- This page summarizes Patrick Spence's Form 4 filing for Sonos Inc (SONO).
- 7 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 08 Nov 2023, 19:38.
Patrick Spence - 06 Nov 2023 Form 4 Insider Report for Sonos Inc (SONO)
- Issuer symbol
- SONO
- Report date
- 06 Nov 2023
- Net transaction value
- $0
- Form type
- 4
- Accepted by SEC
- 08 Nov 2023, 19:38:23 UTC
- Previous filing
- 25 Oct 2023
- Next filing
- 17 Nov 2023
- SEC filing
- View on sec.gov
- Reporting owner signature
- /s/ Rebecca Schuster by power of attorney
SEC evidence
5 facts
Reporting owner
1 fact
Key filing fact
Patrick Spence filed Form 4 for Sonos Inc (SONO) on 08 Nov 2023.
Change
- Previous filing in this sequence was filed on 25 Oct 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SONO
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +4,526
- Change %
- +0.49%
- Price
- Shares after
- 930,395
- Date
- 06 Nov 2023
- Ownership
- Direct
- Footnotes
- F1, F2
SONO
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +51,244
- Change %
- +5.5%
- Price
- Shares after
- 981,639
- Date
- 06 Nov 2023
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SONO
transaction
Derivative
Performance Share Units
Award
- Transaction value
- $0
- Shares
- +4,526
- Change %
- Price
- $0.000000
- Shares after
- 4,526
- Date
- 06 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,526
- Exercise price
- Footnotes
- F2, F4
SONO
transaction
Derivative
Performance Share Units
Award
- Transaction value
- $0
- Shares
- +4,197
- Change %
- Price
- $0.000000
- Shares after
- 4,197
- Date
- 06 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,197
- Exercise price
- Footnotes
- F2, F5
SONO
transaction
Derivative
Performance Share Units
Award
- Transaction value
- $0
- Shares
- +9,015
- Change %
- Price
- $0.000000
- Shares after
- 9,015
- Date
- 06 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,015
- Exercise price
- Footnotes
- F2, F6
SONO
transaction
Derivative
Performance Share Units
Options Exercise
- Transaction value
- Shares
- -4,526
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 06 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,526
- Exercise price
- Footnotes
- F1, F2, F4
SONO
transaction
Derivative
Performance Share Units
Options Exercise
- Transaction value
- Shares
- -51,244
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 06 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 51,244
- Exercise price
- Footnotes
- F2, F3, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Vesting of performance share units ("PSUs") previously granted to the Reporting Person and earned in November 2023.
Footnote F2
Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
Footnote F3
Vesting of PSUs previously granted to the Reporting Person and earned in November 2021.
Footnote F4
Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2020. Such PSUs vested on November 6, 2023.
Footnote F5
Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Committee. The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2021. PSUs awards have a three-year vesting term based on continued employment, and, to the extent earned, will vest upon Committee approval of performance attainment at the end of the three-year term.
Footnote F6
Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Committee. The number of shares reported represents the number of PSUs that were earned for fiscal 2023 as a result of the achievement of performance criteria, as determined by the Committee on November 6, 2023. These PSUs were granted on November 15, 2022. PSUs awards have a three-year vesting term based on continued employment, and, to the extent earned, will vest upon Committee approval of performance attainment at the end of the three-year term.
Footnote F7
Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Committee. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of performance criteria, as determined by the Committee for fiscal 2021. These PSUs were granted on November 15, 2020. Such PSUs vested on November 6, 2023.