Thomas M. Krummel - Nov 2, 2023 Form 4 Insider Report for CALIFORNIA WATER SERVICE GROUP (CWT)

Role
Director
Signature
/s/ Michelle R. Mortensen on behalf of Thomas M. Krummel
Stock symbol
CWT
Transactions as of
Nov 2, 2023
Transactions value $
-$111,000
Form type
4
Date filed
11/3/2023, 08:04 PM
Previous filing
Jun 16, 2023
Next filing
Nov 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWT Common Stock Sale -$111K -2.22K -7.28% $50.00 28.3K Nov 2, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).