Heather H. Lavallee - Oct 31, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
President and CEO
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Oct 31, 2023
Transactions value $
$238
Form type
4
Date filed
11/1/2023, 04:17 PM
Previous filing
Oct 16, 2023
Next filing
Nov 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 14.1K Oct 31, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $238 +3.56 +0.07% $66.77 4.95K Oct 31, 2023 Common Stock 3.56 Direct F1
holding VOYA Performance Stock Unit 135K Oct 31, 2023 Common Stock 135K Direct F2
holding VOYA Restricted Stock Units 61.4K Oct 31, 2023 Common Stock 61.4K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F3 The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

Remarks:

President and CEO