Tony D. Oh - 24 Oct 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role: Senior Vice President, Chief Accounting Officer and Controller
Signature: /s/ My Chi To, Attorney-in-Fact
Issuer symbol: VOYA
Transactions as of: 24 Oct 2023
Net transactions value: +$47,338
Form type: 4
Filing time: 25 Oct 2023, 16:35:16 UTC
Previous filing: 24 Feb 2023
Next filing: 03 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VOYA	Common Stock	Options Exercise	$67,493	+1,018		$66.30	1,018	24 Oct 2023	Direct	F1
transaction	VOYA	Common Stock	Tax liability	$20,155	-304	-30%	$66.30	714	24 Oct 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VOYA	Restricted Stock Units	Options Exercise	$0	-1,018	-19%	$0.000000	4,426	24 Oct 2023	Common Stock	1,018		Direct	F2
holding	VOYA	Performance Stock Unit						1,955	24 Oct 2023	Common Stock	1,955		Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awareded as compensation.
F2	The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
F3	The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

Remarks:

Senior Vice President, Chief Accounting Officer and Controller