CHARLES B. JOHNSON - 30 Sep 2023 Form 5 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
10%+ Owner
Signature
/s/ Charles B. Johnson
Issuer symbol
BEN
Transactions as of
30 Sep 2023
Net transactions value
$0
Form type
5
Filing time
17 Oct 2023, 14:42:16 UTC
Previous filing
10 Feb 2023
Next filing
14 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Other $0 +267,600 +0.3% $0.000000 89,111,992 27 Jun 2023 Direct F1, F2, F3
holding BEN Common Stock, par value $.10 23,009 30 Sep 2023 By 401(k) F4
holding BEN Common Stock, par value $.10 4,059,651 30 Sep 2023 By IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting Person received the shares as annuity payments from the independent trustee of separate irrevocable grantor retained annuity trusts for estate planning purposes.
F2 Not applicable.
F3 Includes 2,167,800 shares as previously held by spouse.
F4 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2023.