Charles B. Johnson - Sep 30, 2023 Form 5 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
10%+ Owner
Signature
/s/ Charles B. Johnson
Stock symbol
BEN
Transactions as of
Sep 30, 2023
Transactions value $
$0
Form type
5
Date filed
10/17/2023, 02:42 PM
Previous filing
Feb 10, 2023
Next filing
Dec 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Other $0 +268K +0.3% $0.00 89.1M Jun 27, 2023 Direct F1, F2, F3
holding BEN Common Stock, par value $.10 23K Sep 30, 2023 By 401(k) F4
holding BEN Common Stock, par value $.10 4.06M Sep 30, 2023 By IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting Person received the shares as annuity payments from the independent trustee of separate irrevocable grantor retained annuity trusts for estate planning purposes.
F2 Not applicable.
F3 Includes 2,167,800 shares as previously held by spouse.
F4 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2023.