Claiborne R. Rankin - Jul 10, 2023 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Director, Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Jul 10, 2023
Transactions value $
$0
Form type
4
Date filed
9/19/2023, 12:01 PM
Previous filing
Jul 6, 2023
Next filing
Aug 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 +10.7K $0.00 10.7K Jul 10, 2023 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin Sr. F1
transaction HY Class A Common Stock Other $0 -30.6K -11.43% $0.00 237K Sep 15, 2023 Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin F2
holding HY Class A Common Stock 6.96K Jul 10, 2023 Held in trust fbo Reporting Person's spouse. F3
holding HY Class A Common Stock 188 Jul 10, 2023 Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +30.6K $0.00 30.6K Sep 15, 2023 Class A Common Stock 30.6K Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin F2, F4
holding HY Class B Common Stock 100K Jul 10, 2023 Class A Common Stock 100K spouses proportionate LP interst in shares held in RA1 F3, F4
holding HY Class B Common Stock 3.96K Jul 10, 2023 Class A Common Stock 3.96K spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP F3, F4
holding HY Class B Common Stock 377 Jul 10, 2023 Class A Common Stock 377 Spouse's proportionate interests held in shares in Rankin Associates V F3, F4
holding HY Class B Common Stock 635 Jul 10, 2023 Class A Common Stock 635 Spouse's proportionate interest in shares held by Rankin Associates VI F3, F4
holding HY Class B Common Stock 169K Jul 10, 2023 Class A Common Stock 169K Spouse's proportionate interest held in shares in RA IV F3, F5, F6, F7
holding HY Class B Common Stock 20.2K Jul 10, 2023 Class A Common Stock 20.2K Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach F3, F8, F9, F10
holding HY Class B Common Stock 50 Jul 10, 2023 Class A Common Stock 50 Proportionate general partnership interest in shares held in RAIV F4, F11
holding HY Class B Common Stock 40.6K Jul 10, 2023 Class A Common Stock 40.6K proportionate limited partnership interest in shares held by Rankin Associates I, L.P F4
holding HY Class B Common Stock 61.5K Jul 10, 2023 Class A Common Stock 61.5K proportionate limited partnership interests in shares held by Rankin Associates II, L.P F4
holding HY Class B Common Stock 1.17K Jul 10, 2023 Class A Common Stock 1.17K proportionate limited partnership interest in shares held by Rankin Associates IV, L.P F4
holding HY Class B Common Stock 155 Jul 10, 2023 Class A Common Stock 155 Interest in Shares held by Rankin Associates V F4
holding HY Class B Common Stock 292 Jul 10, 2023 Class A Common Stock 292 Proportionate interest in shares held by Rankin Associates VI F4
holding HY Class B Common Stock 20.2K Jul 10, 2023 Class A Common Stock 20.2K Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr F3, F12, F13, F14
holding HY Class B Common Stock 80 Jul 10, 2023 Class A Common Stock 80 Interest in shares held by RAV held by Rankin Management, Inc. ("RMI") F4
holding HY Class B Common Stock 100 Jul 10, 2023 Class A Common Stock 100 Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") F4
holding HY Class B Common Stock 3.95K Jul 10, 2023 Class A Common Stock 3.95K proportionate interest in shares held by Rankin Management, Inc. ("RMI") F4
holding HY Class B Common Stock 54K Jul 10, 2023 Class A Common Stock 54K Serves as Trustee of GSTs for the benefit of Chloe Seelbach F3, F4
holding HY Class B Common Stock 54K Jul 10, 2023 Class A Common Stock 54K Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr. F3, F4
holding HY Class B Common Stock 54K Jul 10, 2023 Class A Common Stock 54K Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers F3, F4
holding HY Class B Common Stock 20.2K Jul 10, 2023 Class A Common Stock 20.2K Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers F3, F15, F16, F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Trustee of the applicable Trusts has been changed.
F2 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 N/A
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F12 N/A
F13 N/A
F14 N/A
F15 N/A
F16 N/A
F17 N/A