Roger F. Rankin - Jul 10, 2023 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Jul 10, 2023
Transactions value $
$0
Form type
4
Date filed
9/19/2023, 11:58 AM
Previous filing
Jul 5, 2023
Next filing
Aug 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 +10.6K $0.00 10.6K Jul 10, 2023 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin Sr. F1
transaction HY Class A Common Stock Other $0 +19.2K $0.00 19.2K Jul 10, 2023 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. F1
transaction HY Class A Common Stock Other $0 -51.1K -13.23% $0.00 335K Sep 15, 2023 Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin F2
holding HY Class A Common Stock 20K Jul 10, 2023 spouse serves as Trustee of a Trust for the benefit of Alison Rankin F3
holding HY Class A Common Stock 400 Jul 10, 2023 Reporting person serves as Trustee for the benefit of Elisabeth Rankin F3
holding HY Class A Common Stock 765 Jul 10, 2023 Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin F3
holding HY Class A Common Stock 3.7K Jul 10, 2023 Spouse is Trustee for the benefit of Reporting Person's daughter. F3
holding HY Class A Common Stock 1.17K Jul 10, 2023 Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin F3
holding HY Class A Common Stock 7.48K Jul 10, 2023 Spouse is Co-Trustee for the benefit of Reporting Person's daughter. F3
holding HY Class A Common Stock 3.78K Jul 10, 2023 Serves as Trustee of GSTs for the benefit of A. Farnham Rankin F3
holding HY Class A Common Stock 3.78K Jul 10, 2023 Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +51.1K $0.00 51.1K Sep 15, 2023 Class A Common Stock 51.1K Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin F2, F4
holding HY Class B Common Stock 151K Jul 10, 2023 Class A Common Stock 151K Spouses proportionate LP interest in shares held by RA1 F3, F4
holding HY Class B Common Stock 63.3K Jul 10, 2023 Class A Common Stock 63.3K spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P F3, F4
holding HY Class B Common Stock 377 Jul 10, 2023 Class A Common Stock 377 Spouse's proportionate interests held in shares in Rankin Associates V F3, F4
holding HY Class B Common Stock 635 Jul 10, 2023 Class A Common Stock 635 Spouse's proportionate interest in shares held by Rankin Associates VI F3, F4
holding HY Class B Common Stock 170K Jul 10, 2023 Class A Common Stock 170K Spouse's proportionate limited partnership interest held in shares in RA IV F3, F5, F6, F7
holding HY Class B Common Stock 20.2K Jul 10, 2023 Class A Common Stock 20.2K Serves as Trustee of BTR 2020 GST trust fbo Anne Rankin F3, F8, F9, F10
holding HY Class B Common Stock 44.1K Jul 10, 2023 Class A Common Stock 44.1K daughter's proportionate LP interest in shares held by RA II LP held in a trust F3, F4
holding HY Class B Common Stock 1.13K Jul 10, 2023 Class A Common Stock 1.13K Child's proportionate interest in shares held by Rankin Associates V F3, F4
holding HY Class B Common Stock 535 Jul 10, 2023 Class A Common Stock 535 Child's Proportionate interest of shares held by Rankin Associates VI F3, F4
holding HY Class B Common Stock 20.2K Jul 10, 2023 Class A Common Stock 20.2K Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin F3, F11, F12, F13
holding HY Class B Common Stock 40.3K Jul 10, 2023 Class A Common Stock 40.3K daughter's proportionate LP interest in shares held by RA II LP held in a trust F3, F4
holding HY Class B Common Stock 1.13K Jul 10, 2023 Class A Common Stock 1.13K Child's proportionate interest in shares held by Rankin Associates V F3, F4
holding HY Class B Common Stock 535 Jul 10, 2023 Class A Common Stock 535 Child's Proportionate interest in shares held by Rankin Associates VI F3, F4
holding HY Class B Common Stock 67.9K Jul 10, 2023 Class A Common Stock 67.9K Serves as Trustee of GSTs for the benefit of A. Farnham Rankin F3, F4
holding HY Class B Common Stock 67.9K Jul 10, 2023 Class A Common Stock 67.9K Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin F3, F4
holding HY Class B Common Stock 50 Jul 10, 2023 Class A Common Stock 50 general partnership interest in shares of Rankin Associates IV, L.P F4
holding HY Class B Common Stock 9.62K Jul 10, 2023 Class A Common Stock 9.62K proportionate limited partnership interest in shares held by Rankin Associates I, L.P F4
holding HY Class B Common Stock 1.06K Jul 10, 2023 Class A Common Stock 1.06K Interest in shares held by Rankin Associates V F4
holding HY Class B Common Stock 292 Jul 10, 2023 Class A Common Stock 292 Proportionate interest in shares held by Rankin Associates VI F4
holding HY Class B Common Stock 80 Jul 10, 2023 Class A Common Stock 80 Interest in shares of Rankin Associates V held by Rankin Management F4
holding HY Class B Common Stock 100 Jul 10, 2023 Class A Common Stock 100 Interest in shares of Rankin Associates VI held by Rankin Management F4
holding HY Class B Common Stock 3.95K Jul 10, 2023 Class A Common Stock 3.95K proportionate interest in shares held by Rankin Management, Inc. ("RMI). F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Trustee of the applicable Trust has been changed.
F2 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 N/A
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 N/A
F13 N/A