Roger F. Rankin - 10 Jul 2023 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
10 Jul 2023
Net transactions value
$0
Form type
4
Filing time
19 Sep 2023, 11:58:54 UTC
Previous filing
05 Jul 2023
Next filing
21 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 +10,644 $0.000000 10,644 10 Jul 2023 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin Sr. F1
transaction HY Class A Common Stock Other $0 +19,200 $0.000000 19,200 10 Jul 2023 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. F1
transaction HY Class A Common Stock Other $0 -51,136 -13% $0.000000 335,286 15 Sep 2023 Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin F2
holding HY Class A Common Stock 19,951 10 Jul 2023 spouse serves as Trustee of a Trust for the benefit of Alison Rankin F3
holding HY Class A Common Stock 400 10 Jul 2023 Reporting person serves as Trustee for the benefit of Elisabeth Rankin F3
holding HY Class A Common Stock 765 10 Jul 2023 Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin F3
holding HY Class A Common Stock 3,702 10 Jul 2023 Spouse is Trustee for the benefit of Reporting Person's daughter. F3
holding HY Class A Common Stock 1,165 10 Jul 2023 Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin F3
holding HY Class A Common Stock 7,476 10 Jul 2023 Spouse is Co-Trustee for the benefit of Reporting Person's daughter. F3
holding HY Class A Common Stock 3,781 10 Jul 2023 Serves as Trustee of GSTs for the benefit of A. Farnham Rankin F3
holding HY Class A Common Stock 3,781 10 Jul 2023 Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +51,136 $0.000000 51,136 15 Sep 2023 Class A Common Stock 51,136 Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin F2, F4
holding HY Class B Common Stock 151,008 10 Jul 2023 Class A Common Stock 151,008 Spouses proportionate LP interest in shares held by RA1 F3, F4
holding HY Class B Common Stock 63,316 10 Jul 2023 Class A Common Stock 63,316 spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P F3, F4
holding HY Class B Common Stock 377 10 Jul 2023 Class A Common Stock 377 Spouse's proportionate interests held in shares in Rankin Associates V F3, F4
holding HY Class B Common Stock 635 10 Jul 2023 Class A Common Stock 635 Spouse's proportionate interest in shares held by Rankin Associates VI F3, F4
holding HY Class B Common Stock 170,110 10 Jul 2023 Class A Common Stock 170,110 Spouse's proportionate limited partnership interest held in shares in RA IV F3, F5, F6, F7
holding HY Class B Common Stock 20,162 10 Jul 2023 Class A Common Stock 20,162 Serves as Trustee of BTR 2020 GST trust fbo Anne Rankin F3, F8, F9, F10
holding HY Class B Common Stock 44,099 10 Jul 2023 Class A Common Stock 44,099 daughter's proportionate LP interest in shares held by RA II LP held in a trust F3, F4
holding HY Class B Common Stock 1,134 10 Jul 2023 Class A Common Stock 1,134 Child's proportionate interest in shares held by Rankin Associates V F3, F4
holding HY Class B Common Stock 535 10 Jul 2023 Class A Common Stock 535 Child's Proportionate interest of shares held by Rankin Associates VI F3, F4
holding HY Class B Common Stock 20,162 10 Jul 2023 Class A Common Stock 20,162 Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin F3, F11, F12, F13
holding HY Class B Common Stock 40,323 10 Jul 2023 Class A Common Stock 40,323 daughter's proportionate LP interest in shares held by RA II LP held in a trust F3, F4
holding HY Class B Common Stock 1,134 10 Jul 2023 Class A Common Stock 1,134 Child's proportionate interest in shares held by Rankin Associates V F3, F4
holding HY Class B Common Stock 535 10 Jul 2023 Class A Common Stock 535 Child's Proportionate interest in shares held by Rankin Associates VI F3, F4
holding HY Class B Common Stock 67,924 10 Jul 2023 Class A Common Stock 67,924 Serves as Trustee of GSTs for the benefit of A. Farnham Rankin F3, F4
holding HY Class B Common Stock 67,924 10 Jul 2023 Class A Common Stock 67,924 Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin F3, F4
holding HY Class B Common Stock 50 10 Jul 2023 Class A Common Stock 50 general partnership interest in shares of Rankin Associates IV, L.P F4
holding HY Class B Common Stock 9,616 10 Jul 2023 Class A Common Stock 9,616 proportionate limited partnership interest in shares held by Rankin Associates I, L.P F4
holding HY Class B Common Stock 1,057 10 Jul 2023 Class A Common Stock 1,057 Interest in shares held by Rankin Associates V F4
holding HY Class B Common Stock 292 10 Jul 2023 Class A Common Stock 292 Proportionate interest in shares held by Rankin Associates VI F4
holding HY Class B Common Stock 80 10 Jul 2023 Class A Common Stock 80 Interest in shares of Rankin Associates V held by Rankin Management F4
holding HY Class B Common Stock 100 10 Jul 2023 Class A Common Stock 100 Interest in shares of Rankin Associates VI held by Rankin Management F4
holding HY Class B Common Stock 3,950 10 Jul 2023 Class A Common Stock 3,950 proportionate interest in shares held by Rankin Management, Inc. ("RMI). F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Trustee of the applicable Trust has been changed.
F2 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 N/A
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 N/A
F13 N/A