Caroline T. Ruschell - Sep 15, 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Sep 15, 2023
Transactions value $
$0
Form type
4
Date filed
9/19/2023, 11:56 AM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other +21.6K +40.64% 74.6K Sep 15, 2023 By Trust 1 F1, F2, F3
holding NC Class A Common Stock 100 Sep 15, 2023 By Trust2 F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NC Class B Common Stock Other -21.6K -100% 0 Sep 15, 2023 Class A Common Stock 21.6K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B shares were exchanged for Class A shares pursuant to the terms of the Amended and Restated Stockholders' Agreement dated February 14, 2017, as amended.
F2 N/A
F3 Shares are held in an irrevocable trust of which Reporting Person is Trustee, for the benefit of Reporting Person.
F4 Ngaio T. Lowry Trust U/A Dtd 08/26/1998 FBO Caroline T Ruschell.