Victoire G. Rankin - 15 Sep 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a Group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
15 Sep 2023
Net transactions value
$0
Form type
4
Filing time
19 Sep 2023, 11:49:57 UTC
Previous filing
21 Aug 2023
Next filing
03 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other -21,570 -8.9% 219,649 15 Sep 2023 AMR - Main Trust - A F6, F7, F8
transaction NC Class A Common Stock Other -15,883 -7.2% 203,766 15 Sep 2023 AMR - Main Trust - A F6, F7, F8
holding NC Class A Common Stock 14,160 15 Sep 2023 AMR - IRA F1
holding NC Class A Common Stock 1,975 15 Sep 2023 AMR - RMI (Delaware) F2
holding NC Class A Common Stock 13,303 15 Sep 2023 By Spouse/Trust 2 (Sr.) F3
holding NC Class A Common Stock 14,313 15 Sep 2023 BTR-Class A Trust F4
holding NC Class A Common Stock 34,936 15 Sep 2023 VGR - Trust F5
holding NC Class A Common Stock 9,600 15 Sep 2023 AMR - Trust3 (GC) F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NC Class B Common Stock Other +21,570 +13% 188,089 15 Sep 2023 Class A Common Stock 21,570 AMR Trust-B F6, F7, F10
transaction NC Class B Common Stock Other +15,883 +8.4% 203,972 15 Sep 2023 Class A Common Stock 15,883 AMR Trust-B F6, F7, F10
holding NC Class B Common Stock 2,000 15 Sep 2023 Class A Common Stock 2,000 $0.000000 AMR - RAI (B) F7, F11
holding NC Class B Common Stock 25 15 Sep 2023 Class A Common Stock 25 AMR-RAIV-GP F7, F12
holding NC Class B Common Stock 9,431 15 Sep 2023 Class A Common Stock 9,431 By Trust/Daughter 2 F7, F13
holding NC Class B Common Stock 9,431 15 Sep 2023 Class A Common Stock 9,431 By Trust/Daughter 1 F7, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
F2 Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
F3 Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d isclaims beneficial ownership of all such shares.
F4 Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin.
F6 Class A shares were exchanged for Class B shares pursuant to the terms of the Amended and Restated Stockholders' Agreement dated February 14, 2017, as amended.
F7 N/A
F8 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
F9 Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares.
F10 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims bene ficial ownership of all such shares.
F11 Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares.
F12 Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F13 Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
F14 Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Helen Butler.