Alfred M. Rankin - Sep 15, 2023 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Chairman, Director, Group Member
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Sep 15, 2023
Transactions value $
$0
Form type
4
Date filed
9/19/2023, 11:47 AM
Previous filing
Aug 21, 2023
Next filing
Oct 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other -21.6K -8.94% 220K Sep 15, 2023 AMR Main Trust(A) F1, F2, F3
transaction NC Class A Common Stock Other -15.9K -7.23% 204K Sep 15, 2023 AMR Main Trust(A) F1, F2, F3
holding NC Class A Common Stock 14.2K Sep 15, 2023 AMR - IRA F4
holding NC Class A Common Stock 1.98K Sep 15, 2023 AMR - RMI (Delaware) F5
holding NC Class A Common Stock 13.3K Sep 15, 2023 AMR - Trust2 (SR) F6
holding NC Class A Common Stock 9.6K Sep 15, 2023 AMR - Trust3 (Grandchildren) F7
holding NC Class A Common Stock 14.3K Sep 15, 2023 BTR - Class A Trust
holding NC Class A Common Stock 34.9K Sep 15, 2023 VGR - Trust F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NC Class B Common Stock Other +21.6K +12.95% 188K Sep 15, 2023 Class A Common Stock 21.6K AMR - Trust - B F1, F2, F3
transaction NC Class B Common Stock Other +15.9K +8.44% 204K Sep 15, 2023 Class A Common Stock 15.9K AMR - Trust - B F1, F2, F3
holding NC Class B Common Stock 2K Sep 15, 2023 Class A Common Stock 2K AMR-RAI/B F2, F9
holding NC Class B Common Stock 25 Sep 15, 2023 Class A Common Stock 25 AMR RAIV - GP F2
holding NC Class B Common Stock 9.43K Sep 15, 2023 Class A Common Stock 9.43K By Trust/Daughter 2 F2, F10
holding NC Class B Common Stock 9.43K Sep 15, 2023 Class A Common Stock 9.43K By Trust/Daughter 1 F2, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Amended and Restated Stockholders' Agreement dated February 14, 2017, as amended.
F2 N/A
F3 Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
F4 Held in an Individual Retirement Account for the benefit of the Reporting Person.
F5 Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
F6 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.
F7 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
F8 Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F9 Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
F10 Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
F11 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler.