Alfred M. Rankin Jr. - 10 Jul 2023 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Chairman, Director
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
10 Jul 2023
Net transactions value
$0
Form type
4
Filing time
19 Sep 2023, 11:46:21 UTC
Previous filing
05 Jul 2023
Next filing
21 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -26,700 -100% $0.000000* 0 10 Jul 2023 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. F1, F2
transaction HY Class A Common Stock Other $0 -19,200 -100% $0.000000* 0 10 Jul 2023 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren F1, F2
transaction HY Class A Common Stock Other $0 -2,647 -64% $0.000000 1,512 15 Sep 2023 Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams F1, F2
transaction HY Class A Common Stock Other $0 -2,647 -64% $0.000000 1,512 15 Sep 2023 Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler F1, F2
transaction HY Class A Common Stock Other $0 -51,137 -65% $0.000000 28,052 15 Sep 2023 Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. F3
holding HY Class A Common Stock 14,752 10 Jul 2023 Held in an Individual Retirement Account for the benefit of the Reporting Person.
holding HY Class A Common Stock 747 10 Jul 2023 Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin F2
holding HY Class A Common Stock 126,774 10 Jul 2023 Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 -41,679 -61% $0.000000 26,244 15 Sep 2023 Class A Common Stock 41,679 Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler F1, F2, F4
transaction HY Class B Common Stock Other $0 -41,679 -61% $0.000000 26,244 15 Sep 2023 Class A Common Stock 41,679 Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams F1, F2, F4
transaction HY Class B Common Stock Other $0 +51,137 $0.000000 51,137 15 Sep 2023 Class A Common Stock 51,137 Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. F3, F4
holding HY Class B Common Stock 14,160 10 Jul 2023 Class A Common Stock 14,160 Held in an Individual Retirement Account for the benefit of the Reporting Person. F4
holding HY Class B Common Stock 4,000 10 Jul 2023 Class A Common Stock 4,000 proportionate interest in shares held by RA I LP F4
holding HY Class B Common Stock 50 10 Jul 2023 Class A Common Stock 50 proportionate general partnership interest shares held by RAIV F4
holding HY Class B Common Stock 80 10 Jul 2023 Class A Common Stock 80 Proportionate Interest in shares held by RA5 held by Rankin Management Inc. F4
holding HY Class B Common Stock 100 10 Jul 2023 Class A Common Stock 100 Proportionate Interest in shares held by RA6 held by Rankin Management Inc. F4
holding HY Class B Common Stock 3,950 10 Jul 2023 Class A Common Stock 3,950 proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner F4
holding HY Class B Common Stock 377 10 Jul 2023 Class A Common Stock 377 Represents percentage of ownership interest of Rankin Associates V partnership held in trust F2, F4
holding HY Class B Common Stock 635 10 Jul 2023 Class A Common Stock 635 Spouse's proportionate interest in shares held by RA VI F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Trustee of the applicable Trust has been changed.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F4 N/A