Andrew Jay Krasner - 07 Sep 2023 Form 4 Insider Report for WILLIS TOWERS WATSON PLC (WTW)

Role
Chief Financial Officer
Signature
/s/ Andrew Krasner by Elaine Wiggins, Attorney-in-Fact (power of attorney previously filed)
Issuer symbol
WTW
Transactions as of
07 Sep 2023
Net transactions value
-$364,695
Form type
4
Filing time
11 Sep 2023, 16:00:34 UTC
Previous filing
09 Aug 2023
Next filing
11 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTW Ordinary Shares, nominal value $0.000304635 per share Exercise of in-the-money or at-the-money derivative security $0 +128 +1.1% $0.000000 11,784 07 Sep 2023 Direct
transaction WTW Ordinary Shares, nominal value $0.000304635 per share Tax liability $364,695 -1,783 -15% $204.54 10,001 07 Sep 2023 Direct F1, F2
holding WTW Ordinary Shares, nominal value $0.000304635 per share 5,270 07 Sep 2023 Revocable Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WTW Dividend Equivalent Rights- 2021 RSU Exercise of in-the-money or at-the-money derivative security $0 -128 -50% $0.000000 129 07 Sep 2023 Ordinary Shares, nominal value $0.000304635 per share 128 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Withholding of shares by Issuer incident to the tax payment related to the vesting and settlement of 4,531 restricted share units under the reporting person's September 7, 2021 grant.
F2 Does not reflect a transfer of 2,748 shares to the reporting person's revocable trust following the vesting and settlement reported above.
F3 Reflects a transfer of 2,748 shares to the reporting person's revocable trust following the vesting and settlement reported above.
F4 The dividend equivalent rights accrued on the reporting person's time-based restricted share unit award and were credited in the form of additional restricted share units that vested and were payable at the same time as the underlying time-based restricted share units. Each dividend equivalent right is the economic equivalent of one WTW Ordinary Share.