David A. Dunbar - 06 Sep 2023 Form 4 Insider Report for STANDEX INTERNATIONAL CORP/DE/ (SXI)

Role
President/CEO/Chairman, Director
Signature
/s/ Alan J. Glass
Issuer symbol
SXI
Transactions as of
06 Sep 2023
Net transactions value
-$4,629,579
Form type
4
Filing time
08 Sep 2023, 17:18:39 UTC
Previous filing
25 Aug 2023
Next filing
13 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SXI Common Stock Options Exercise $0 +7,773 +29% $0.000000 34,671 06 Sep 2023 Direct F1
transaction SXI Common Stock Tax liability $466,803 -3,059 -8.8% $152.60 31,612 06 Sep 2023 Direct F2
transaction SXI Common Stock Options Exercise $0 +27,709 +88% $0.000000 59,321 06 Sep 2023 Direct F3
transaction SXI Common Stock Options Exercise $0 +36,686 +62% $0.000000 96,007 06 Sep 2023 Direct F3
transaction SXI Common Stock Tax liability $3,866,884 -25,340 -26% $152.60 70,667 06 Sep 2023 Direct F2
transaction SXI Common Stock Tax liability $295,891 -1,939 -2.7% $152.60 68,728 06 Sep 2023 Direct F4
holding SXI Common Stock 67,233 06 Sep 2023 Trustee of Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SXI Phantom Stock Units Options Exercise $0 -7,773 -100% $0.000000* 0 06 Sep 2023 Common Stock 7,773 $43.16 Direct F1
transaction SXI Phantom Stock Units Options Exercise $0 -27,709 -100% $0.000000* 0 06 Sep 2023 Common Stock 27,709 $58.81 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of Phantom Stock pursuant to Company's Management Stock Purchase Plan.
F2 Shares sold to pay taxes on the reported vesting of Phantom Stock.
F3 Vesting of Phantom Stock pursuant to the Company's 2018 Omnibus Incentive Plan. Actual achievement, which could have ranged from 0% to 250% of the award, was 232%. Thus, the transaction reflected herein reflects the conversion of the original number of units granted and the awarding of the additional amount.
F4 Shares sold to pay taxes on vesting of previously issued restricted stock.