| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASH | Common Stock | Options Exercise | $375K | +7.87K | +67.91% | $47.63 | 19.4K | Sep 1, 2023 | Direct | |
| transaction | ASH | Common Stock | Sale | -$681K | -7.87K | -40.44% | $86.54 | 11.6K | Sep 5, 2023 | Direct | F1 |
| holding | ASH | Common Stock | 219K | Sep 1, 2023 | 401(k) | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASH | Stock Appreciation Right | Options Exercise | $0 | -25.4K | -100% | $0.00 | 0 | Sep 1, 2023 | Common Stock | 25.4K | $47.63 | Direct | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| F2 | Based on Employee Savings Plan information as of September 5, 2023. |
| F3 | Stock Appreciation Rights previously granted to the reporting person on November 13, 2013, which became fully exercisable on November 13, 2016, and are scheduled to expire on December 13, 2023. |