Alok Sethi - Aug 31, 2023 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
EVP, Technology and Operations
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Aug 31, 2023
Transactions value $
-$170,361
Form type
4
Date filed
9/5/2023, 03:09 PM
Previous filing
Feb 1, 2023
Next filing
Nov 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Tax liability -$170K -6.37K -6.85% $26.74 86.6K Aug 31, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
F2 Of the amount of securities beneficially owned, 42,225 shares represent unvested restricted stock units.