John J. Dziewisz - Aug 30, 2023 Form 4 Insider Report for Babcock & Wilcox Enterprises, Inc. (BW)

Signature
/s/ John J. Dziewisz
Stock symbol
BW
Transactions as of
Aug 30, 2023
Transactions value $
-$26,819
Form type
4
Date filed
9/1/2023, 04:31 PM
Previous filing
Aug 29, 2023
Next filing
Jul 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BW Common Stock Sale -$13.9K -2.73K -1.36% $5.09 199K Aug 30, 2023 Direct F1
transaction BW Common Stock Sale -$12.9K -2.55K -1.28% $5.06 196K Aug 31, 2023 Direct F1
holding BW Common Stock 2.25 Aug 30, 2023 401k Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.