Cheryl C. Capps - Aug 31, 2023 Form 4 Insider Report for CORNING INC /NY (GLW)

Role: SVP & Chief Supply Chain Off.
Signature: Linda E. Jolly, Power of Attorney
Stock symbol: GLW
Transactions as of: Aug 31, 2023
Transactions value $: -$31,671
Form type: 4
Date filed: 9/1/2023, 04:07 PM
Previous filing: Jul 21, 2023
Next filing: Jan 8, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GLW	Common Stock	Disposed to Issuer	$0	-50K	-62.28%	$0.00	30.3K	Aug 31, 2023	Direct	F1
transaction	GLW	Common Stock	Options Exercise	$0	+1.84K	+6.06%	$0.00	32.1K	Aug 31, 2023	Direct
transaction	GLW	Common Stock	Options Exercise	$0	+334	+1.04%	$0.00	32.5K	Aug 31, 2023	Direct
transaction	GLW	Common Stock	Tax liability	-$31.7K	-965	-2.97%	$32.82	31.5K	Aug 31, 2023	Direct

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GLW	Restricted Stock Unit	Options Exercise	$0	-1.84K	-100%	$0.00^*	0	Aug 31, 2023	Common Stock	1.84K		Direct	F2, F6
transaction	GLW	Restricted Stock Unit	Options Exercise	$0	-334	-100%	$0.00^*	0	Aug 31, 2023	Common Stock	334		Direct	F2, F6
holding	GLW	Restricted Stock Unit						6.37K	Aug 31, 2023	Common Stock	6.37K		Direct	F2, F3
holding	GLW	Restricted Stock Unit						9.3K	Aug 31, 2023	Common Stock	9.3K		Direct	F2, F4
holding	GLW	Restricted Stock Unit						7.73K	Aug 31, 2023	Common Stock	7.73K		Direct	F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Forfeiture of restricted stock pursuant to the July 20, 2020 agreement.
F2	Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
F3	The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F4	The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F5	The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F6	The restricted stock units vested on August 31, 2023 pursuant to the 2023 agreement.