Kevin Christopher Siebert - 28 May 2022 Form 4 Insider Report for VIAVI SOLUTIONS INC. (VIAV)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
30 Aug 2023, 17:43:56 UTC
Prior SEC filing
04 Mar 2022
Next SEC filing
03 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Donna T. Rossi, attorney-in-fact
Filing notes and source

Key filing fact

Kevin Christopher Siebert filed Form 4 for VIAVI SOLUTIONS INC. (VIAV) on 30 Aug 2023.

Key facts

  • This page summarizes Kevin Christopher Siebert's Form 4 filing for VIAVI SOLUTIONS INC. (VIAV).
  • 11 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 30 Aug 2023, 17:43.

Change

  • Previous filing in this sequence was filed on 04 Mar 2022.
  • Current net transaction value: -$71,419.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VIAV transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+8,158
Change %
+15%
Price
$0.000000
Shares after
62,679
Date
28 Aug 2023
Ownership
Direct
Footnotes
F1
VIAV transaction

Common Stock

Tax liability

Transaction value
$25,076
Shares
-2,456
Change %
-3.9%
Price
$10.21
Shares after
60,223
Date
28 Aug 2023
Ownership
Direct
Footnotes
F2
VIAV transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+6,920
Change %
+11%
Price
$0.000000
Shares after
67,143
Date
28 Aug 2023
Ownership
Direct
Footnotes
F1
VIAV transaction

Common Stock

Tax liability

Transaction value
$21,267
Shares
-2,083
Change %
-3.1%
Price
$10.21
Shares after
65,060
Date
28 Aug 2023
Ownership
Direct
Footnotes
F2
VIAV transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+8,159
Change %
+13%
Price
$0.000000
Shares after
73,219
Date
28 Aug 2023
Ownership
Direct
Footnotes
F1
VIAV transaction

Common Stock

Tax liability

Transaction value
$25,076
Shares
-2,456
Change %
-3.4%
Price
$10.21
Shares after
70,763
Date
28 Aug 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VIAV transaction Derivative

Restricted Stock Unit

Award

Transaction value
$0
Shares
+31,818
Change %
Price
$0.000000
Shares after
31,818
Date
28 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
31,818
Exercise price
$0.000000
Footnotes
F3, F4
VIAV transaction Derivative

Market Stock Units

Award

Transaction value
$0
Shares
+31,818
Change %
Price
$0.000000
Shares after
31,818
Date
28 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
31,818
Exercise price
$0.000000
Footnotes
F5, F6
VIAV transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-8,158
Change %
-100%
Price
$0.000000*
Shares after
0
Date
28 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,158
Exercise price
$0.000000
Footnotes
F1, F3, F4
VIAV transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-6,920
Change %
-50%
Price
$0.000000
Shares after
6,920
Date
28 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,920
Exercise price
$0.000000
Footnotes
F1, F3, F4
VIAV transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-8,159
Change %
-33%
Price
$0.000000
Shares after
16,316
Date
28 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,159
Exercise price
$0.000000
Footnotes
F1, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Each stock unit converts upon vesting into one share of common stock.

Footnote F2

These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Footnote F3

Units subject to the Award shall vest annually in thee equal installments over three years.

Footnote F4

There are no expiration dates on RSUs

Footnote F5

See Exhibit 99 - FY2024 MSU for vesting schedule and terms

Footnote F6

There are no expiration dates on MSUs.

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