Steven Barnard - Aug 9, 2023 Form 3 Insider Report for ILLUMINA, INC. (ILMN)

Role
SVP, Chief Technology Officer
Signature
By: Robert Maynes for Steven Barnard
Stock symbol
ILMN
Transactions as of
Aug 9, 2023
Transactions value $
$0
Form type
3
Date filed
8/17/2023, 04:31 PM
Next filing
Sep 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ILMN Common Stock 19.1K Aug 9, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ILMN Performance Shares Aug 9, 2023 Common Stock 1.1K Direct F2, F3
holding ILMN Performance Shares Aug 9, 2023 Common Stock 2K Direct F2, F4
holding ILMN Performance Shares Aug 9, 2023 Common Stock 1.11K Direct F2, F4
holding ILMN Performance Shares Aug 9, 2023 Common Stock 1.66K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes unvested Restricted Stock Units granted prior to appointment as Section 16 Officer.
F2 Granted prior to appointment as Section 16 Officer.
F3 Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.
F4 Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2024. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending December 29, 2024, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.
F5 Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's relative total shareholder return for the fiscal year ending December 28, 2025. The number of shares issued will range from 0% to 175% of the amount specified above, based on the company's relative total shareholder return for the fiscal year ending December 28, 2025, relative to pre-defined objectives, subject to the awardee's continuing status as a service provider on such dates.