A. Catherine Ngo - 14 Aug 2023 Form 4 Insider Report for CENTRAL PACIFIC FINANCIAL CORP (CPF)

Role
Director
Signature
/s/ Stacey Rocha, attorney-in-fact for Ms. A.C. Ngo
Issuer symbol
CPF
Transactions as of
14 Aug 2023
Net transactions value
-$13,019
Form type
4
Filing time
15 Aug 2023, 18:04:46 UTC
Previous filing
17 Feb 2023
Next filing
12 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPF Common Stock Sale $2,370 -134 -0.12% $17.68 112,980 14 Aug 2023 Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 F20
transaction CPF Common Stock Sale $1,398 -79 -0.07% $17.70 112,901 14 Aug 2023 Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 F20
transaction CPF Common Stock Sale $779 -44 -0.04% $17.71 112,857 14 Aug 2023 Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 F20
transaction CPF Common Stock Sale $35.43 -2 -0% $17.72 112,855 14 Aug 2023 Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 F20
transaction CPF Common Stock Sale $5,635 -318 -0.28% $17.72 112,537 14 Aug 2023 Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 F20
transaction CPF Common Stock Sale $1,241 -70 -0.06% $17.72 112,467 14 Aug 2023 Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 F20
transaction CPF Common Stock Sale $1,560 -88 -0.08% $17.73 112,379 14 Aug 2023 Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 F20
holding CPF Common Stock 5,886 14 Aug 2023 CPB Foundation
holding CPF Common Stock 5,995 14 Aug 2023 Direct F1
holding CPF Common Stock 6,793 14 Aug 2023 Direct F2
holding CPF Common Stock 1,689 14 Aug 2023 Direct F3
holding CPF Common Stock 7,645 14 Aug 2023 Direct F4
holding CPF Common Stock 3,548 14 Aug 2023 Direct
holding CPF Common Stock 5,594 14 Aug 2023 Direct F5, F6
holding CPF Common Stock 2,056 14 Aug 2023 Direct F7
holding CPF Common Stock 3,365 14 Aug 2023 Direct F8
holding CPF Common Stock 3,424 14 Aug 2023 Direct F9
holding CPF Common Stock 3,039 14 Aug 2023 Direct F10
holding CPF Common Stock 6,672 14 Aug 2023 Direct F11
holding CPF Common Stock 9,746 14 Aug 2023 Direct F12
holding CPF Common Stock 6,363 14 Aug 2023 Direct F12
holding CPF Common Stock 2,375 14 Aug 2023 Direct F13
holding CPF Common Stock 3,681 14 Aug 2023 Direct F14
holding CPF Common Stock 3,128 14 Aug 2023 Direct F15
holding CPF Common Stock 2,258 14 Aug 2023 Direct F16
holding CPF Common Stock 9,480 14 Aug 2023 Direct
holding CPF Common Stock 5,767 14 Aug 2023 Direct F17
holding CPF Common Stock 2,714 14 Aug 2023 Robert Hines IRA
holding CPF Common Stock 2,855 14 Aug 2023 Direct F18
holding CPF Common Stock 11,431 14 Aug 2023 Direct F19
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 2/15/17 PSU Grant that cliff vests on 2/18/20 based on 2019 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/18/20.
F2 2/15/18 PSU Grant that cliff vests on 2/16/21 based on 2020 year-end performance results/approval. Amount reported is actual number of shares that vested and were issued on 2/16/21.
F3 2/15/19 PSU Grant that cliff vests on 2/15/22 based on 2021 year-end performance results/approval. Amount reported is actual number of shares that vested and were issued on 2/15/22.
F4 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.
F5 2/16/21 PSU Grant that cliff vests on 2/16/23 based on 2022 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/16/23.
F6 2/16/21 PSU Grant that cliff vests on 2/16/23 based on 2022 year-end performance results/approval. Amount reported is actual number of shares that vested and were issued on 2/16/23.
F7 2/16/21 PSU Grant that cliff vests on 2/16/23. Amount reported is actual number of shares that vested and were issued on 2/16/23.
F8 2/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years
F9 2/18/20 RSU Time-Based Grant. Shares vest evenly over 3 years
F10 2/15/18 RSU time-based grant. Shares vest evenly over 3 years.
F11 2/15/22 RSU Time-Based Grant. Shares vest evenly over 3 years
F12 2/16/21 RSU Time-Based Grant. Shares vest evently over 2 years
F13 2/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years
F14 2/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
F15 RSU time-based grant. Shares vest evenly over 3 years
F16 RSUs time-based; granted 2/17/15
F17 RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
F18 RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.
F19 RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years.
F20 This transaction was effected pursuant to a Rule 10b5-1 Plan entered into by the reporting person on May 1, 2023. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.