Christopher S. Riker - Aug 11, 2023 Form 4 Insider Report for Babcock & Wilcox Enterprises, Inc. (BW)

Role
Senior Vice President
Signature
/s/ John J. Dziewsiz, attorney-in-fact for Christopher S. Riker
Stock symbol
BW
Transactions as of
Aug 11, 2023
Transactions value $
$30,276
Form type
4
Date filed
8/15/2023, 04:39 PM
Previous filing
Aug 1, 2023
Next filing
Aug 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BW Common Stock Options Exercise $55.4K +10K +22.76% $5.54 53.9K Aug 11, 2023 Direct
transaction BW Common Stock Tax liability -$25.1K -4.54K -8.41% $5.54 49.4K Aug 11, 2023 Direct F1
holding BW Common Stock 330 Aug 11, 2023 401k Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BW Restricted Stock Units Options Exercise $0 -10K -50% $0.00 10K Aug 11, 2023 Common Stock 10K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.
F2 Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.
F3 RSUs vest in three installments beginning August 11, 2022.