Robert I. Blum - Dec 21, 2022 Form 4 Insider Report for CYTOKINETICS INC (CYTK)

Signature
/s/ John Faurescu, attorney-in-fact for Mr. Blum
Stock symbol
CYTK
Transactions as of
Dec 21, 2022
Transactions value $
-$628,042
Form type
4
Date filed
8/11/2023, 04:18 PM
Previous filing
Dec 5, 2022
Next filing
Jan 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CYTK Common Stock Options Exercise $96.5K +10K +2.46% $9.65 416K Dec 21, 2022 Direct F3
transaction CYTK Common Stock Sale -$439K -10K -2.4% $43.92 406K Dec 21, 2022 Direct F3
transaction CYTK Common Stock Options Exercise $113K +11.7K +2.65% $9.65 453K Aug 11, 2023 Direct F4
transaction CYTK Common Stock Sale -$379K -11.7K -2.58% $32.37 441K Aug 11, 2023 Direct F4
transaction CYTK Common Stock Options Exercise $6.3K +792 +0.18% $7.96* 442K Aug 11, 2023 Direct F4
transaction CYTK Common Stock Sale -$25.6K -792 -0.18% $32.37 441K Aug 11, 2023 Direct F4
holding CYTK Common Stock 2.08K Dec 21, 2022 by Trust 1 F1
holding CYTK Common Stock 2.08K Dec 21, 2022 by Trust 2 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CYTK Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -10K -6.04% $0.00 156K Dec 21, 2022 Common Stock 10K $9.65 Direct
transaction CYTK Incentive Stock Option (Right to Buy) Options Exercise $0 -11.7K -100% $0.00* 0 Aug 11, 2023 Common Stock 11.7K $9.65 Direct
transaction CYTK Incentive Stock Option (Right to Buy) Options Exercise $0 -792 -7.34% $0.00 10K Aug 11, 2023 Common Stock 792 $7.96 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares held by The Bridget Blum 2003 Irrevocable Trust.
F2 Shares held by The Brittany Blum 2003 Irrevocable Trust.
F3 Transaction effected pursuant to a 10b5-1 plan meeting the requirements of Rule 10b5-1(c) under the Exchange Act entered into by the Reporting Person on December 22, 2021.
F4 Transaction effected pursuant to a 10b5-1 plan meeting the requirements of Rule 10b5-1(c) under the Exchange Act entered into by the Reporting Person on December 27, 2022.