Kathryn Quadracci Flores - Aug 4, 2023 Form 4 Insider Report for Quad/Graphics, Inc. (QUAD)

Role
Director
Signature
/s/ Alexander N. Pyke, as attorney-in-fact for Kathryn Quadracci Flores
Stock symbol
QUAD
Transactions as of
Aug 4, 2023
Transactions value $
-$185,774
Form type
4
Date filed
8/8/2023, 11:41 AM
Previous filing
May 25, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QUAD Class A Common Stock Disposed to Issuer -$186K -33.2K -22.67% $5.60 113K Aug 4, 2023 Direct F1, F2
holding QUAD Class A Common Stock 4.07K Aug 4, 2023 As Trustee - DQ 2008 Trust F3
holding QUAD Class A Common Stock 4.07K Aug 4, 2023 As Trustee - HVQ 2003 Trust F4
holding QUAD Class A Common Stock 4.07K Aug 4, 2023 As Trustee - MAQ 2001 Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QUAD Class B Common Stock 2.87K Aug 4, 2023 Class A Common Stock 2.87K As Trustee - DQ 2008 Trust F3, F6
holding QUAD Class B Common Stock 14.9K Aug 4, 2023 Class A Common Stock 14.9K As Trustee - HRQ 2014 Trust F6, F7, F8
holding QUAD Class B Common Stock 2.87K Aug 4, 2023 Class A Common Stock 2.87K As Trustee - HVQ 2003 Trust F4, F6
holding QUAD Class B Common Stock 2.87K Aug 4, 2023 Class A Common Stock 2.87K As Trustee - MAQ 2001 Trust F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. The prices actually received ranged from $5.60 to $5.605. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2 Includes 77,652 shares attributable to deferred stock units and dividend equivalents. The deferred stock units were granted under the Quad/Graphics, Inc. 2010 and 2020 Omnibus Incentive Plans.
F3 As Trustee for the Danica Quadracci 2008 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F4 As Trustee for the Halle Victoria Quadracci 2003 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F5 As Trustee for the Meghan Angela Quadracci 2001 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F6 Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
F7 Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
F8 As Trustee for the H. Richard Quadracci 2014 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.