Stephen Williamson - Jul 31, 2023 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Role
Sr. VP and CFO
Signature
/s/ Melodie T. Morin, Attorney-in-Fact for Stephen Williamson
Stock symbol
TMO
Transactions as of
Jul 31, 2023
Transactions value $
-$10,570,131
Form type
4
Date filed
8/2/2023, 04:33 PM
Previous filing
Mar 2, 2023
Next filing
Aug 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction TMO Common Stock +Options Exercise $2,858,850 +15,000 +54.76% $190.59 42,393 Jul 31, 2023 Direct
transaction TMO Common Stock -Sell -$8,361,300 -15,000 -35.38% $557.42 27,393 Jul 31, 2023 Direct F1
transaction TMO Common Stock +Options Exercise $2,687,319 +14,100 +51.47% $190.59 41,493 Aug 1, 2023 Direct
transaction TMO Common Stock -Sell -$7,755,000 -14,100 -33.98% $550.00 27,393 Aug 1, 2023 Direct F1
holding TMO Common Stock 18,700 Jul 31, 2023 By GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMO Stock Option (Right to Buy) -Options Exercise $0 -15,000 -51.55% $0.00 14,100 Jul 31, 2023 Common Stock 15,000 $190.59 Direct
transaction TMO Stock Option (Right to Buy) -Options Exercise $0 -14,100 -100% $0.00 0 Aug 1, 2023 Common Stock 14,100 $190.59 Direct

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2022.