Stephen Williamson - Jul 31, 2023 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Signature
/s/ Melodie T. Morin, Attorney-in-Fact for Stephen Williamson
Stock symbol
TMO
Transactions as of
Jul 31, 2023
Transactions value $
-$10,570,131
Form type
4
Date filed
8/2/2023, 04:33 PM
Previous filing
Mar 2, 2023
Next filing
Aug 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMO Common Stock Options Exercise $2.86M +15K +54.76% $190.59 42.4K Jul 31, 2023 Direct
transaction TMO Common Stock Sale -$8.36M -15K -35.38% $557.42 27.4K Jul 31, 2023 Direct F1
transaction TMO Common Stock Options Exercise $2.69M +14.1K +51.47% $190.59 41.5K Aug 1, 2023 Direct
transaction TMO Common Stock Sale -$7.76M -14.1K -33.98% $550.00 27.4K Aug 1, 2023 Direct F1
holding TMO Common Stock 18.7K Jul 31, 2023 By GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -15K -51.55% $0.00 14.1K Jul 31, 2023 Common Stock 15K $190.59 Direct
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -14.1K -100% $0.00* 0 Aug 1, 2023 Common Stock 14.1K $190.59 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2022.