Michael R. McMullen - Jul 27, 2023 Form 4 Insider Report for AGILENT TECHNOLOGIES, INC. (A)

Role
CEO and President, Director
Signature
/s/ P. Diana Chiu, attorney-in-fact for Mr. McMullen
Stock symbol
A
Transactions as of
Jul 27, 2023
Transactions value $
-$82,959
Form type
4
Date filed
7/31/2023, 03:03 PM
Previous filing
Jul 26, 2023
Next filing
Nov 3, 2023
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction A Employee Stock Option (Right to Buy) Options Exercise $0 -944 -1.43% $0.00 65.2K Jul 27, 2023 Common Stock 944 $42.12 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 177.4435 shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
F2 This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 30, 2023.
F3 Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.
F4 This option is fully vested and exercisable.