Eloise E. Schmitz - 12 Jul 2023 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Eloise E. Schmitz
Issuer symbol
EFSC
Transactions as of
12 Jul 2023
Net transactions value
$0
Form type
4
Filing time
14 Jul 2023, 09:41:10 UTC
Previous filing
12 Dec 2022
Next filing
12 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 1,965 12 Jul 2023 Direct
holding EFSC Common Stock 850 12 Jul 2023 IRA
holding EFSC Common Stock 2,000 12 Jul 2023 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Phantom Stock Award $0 +1,603 +50% $0.000000 4,817 12 Jul 2023 Common Stock 1,603 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F2 Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
F3 Represents shares issued under the Non-Management Director Stock Plan.