ROBERT E. GUEST JR - 12 Jul 2023 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Robert E. Guest
Issuer symbol
EFSC
Transactions as of
12 Jul 2023
Net transactions value
$0
Form type
4
Filing time
14 Jul 2023, 09:29:36 UTC
Previous filing
11 Jul 2023
Next filing
30 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Award $0 +1,548 +770% $0.000000 1,749 12 Jul 2023 Direct F1
holding EFSC Common Stock 8,272 12 Jul 2023 Spouse Ira
holding EFSC Common Stock 1,650 12 Jul 2023 Guest Family Trust
holding EFSC Common Stock 89,792 12 Jul 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EFSC Phantom Stock 2,199 12 Jul 2023 Common Stock 2,199 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares issued under the Non-Management Director Stock Plan.
F2 These shares are held jointly with spouse.
F3 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F4 Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.