Nancy Ferrara - 06 Jun 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Operations and Continuous Improvement
Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
06 Jun 2023
Net transactions value
-$62,485
Form type
4
Filing time
06 Jul 2023, 16:27:58 UTC
Previous filing
23 Feb 2023
Next filing
17 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +1,679 +11% $0.000000 17,019 03 Jul 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -1,679 -12% $0.000000 12,104 03 Jul 2023 Common Stock 1,679 Direct F2
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $1,476 +21 +0.32% $70.26 6,499 28 Jun 2023 Common Stock 21 Direct F5
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $450 +6 +0.1% $71.71 6,505 30 Jun 2023 Common Stock 6 Direct F5
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $450 +6 +0.1% $72.30 6,478 15 Jun 2023 Common Stock 6 Direct F5
transaction VOYA Deferred Savings Plan Issuer Stock Units Other $64,861 -907 -12% $71.52 6,471 06 Jun 2023 Common Stock 907 Direct F5, F6
holding VOYA Performance Stock Unit 29,337 06 Jun 2023 Common Stock 29,337 Direct F3
holding VOYA Performance-Based Stock Options 71,174 06 Jun 2023 Common Stock 71,174 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.
F5 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F6 The reporting person reallocated investments in their investment portfolio.

Remarks:

Executive Vice President, Operations and Continuous Improvement