Nancy Ferrara - Jun 6, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Operations and Continuous Improvement
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Jun 6, 2023
Transactions value $
-$62,485
Form type
4
Date filed
7/6/2023, 04:27 PM
Previous filing
Feb 23, 2023
Next filing
Jul 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +1.68K +10.95% $0.00 17K Jul 3, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -1.68K -12.18% $0.00 12.1K Jul 3, 2023 Common Stock 1.68K Direct F2
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $1.48K +21 +0.32% $70.26 6.5K Jun 28, 2023 Common Stock 21 Direct F5
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $450 +6.28 +0.1% $71.71 6.5K Jun 30, 2023 Common Stock 6.28 Direct F5
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $450 +6.22 +0.1% $72.30 6.48K Jun 15, 2023 Common Stock 6.22 Direct F5
transaction VOYA Deferred Savings Plan Issuer Stock Units Other -$64.9K -907 -12.29% $71.52 6.47K Jun 6, 2023 Common Stock 907 Direct F5, F6
holding VOYA Performance Stock Unit 29.3K Jun 6, 2023 Common Stock 29.3K Direct F3
holding VOYA Performance-Based Stock Options 71.2K Jun 6, 2023 Common Stock 71.2K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.
F5 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F6 The reporting person reallocated investments in their investment portfolio.

Remarks:

Executive Vice President, Operations and Continuous Improvement