William Landman - Jul 1, 2023 Form 4 Insider Report for Zeta Global Holdings Corp. (ZETA)

Role
Director
Signature
/s/ Steven Vine, Attorney-In-Fact
Stock symbol
ZETA
Transactions as of
Jul 1, 2023
Transactions value $
$24,997
Form type
4
Date filed
7/5/2023, 04:53 PM
Previous filing
Apr 4, 2023
Next filing
Oct 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZETA Class A Common Stock Award $0 +17.6K +3.46% $0.00 525K Jul 1, 2023 Direct F1
transaction ZETA Class A Common Stock Award $25K +2.93K +0.56% $8.54 528K Jul 1, 2023 Direct F2
holding ZETA Class A Common Stock 1.94K Jul 1, 2023 By Capital Management Systems, LLC F3
holding ZETA Class A Common Stock 36.7K Jul 1, 2023 By CMS Holdco, LLC F4
holding ZETA Class A Common Stock 1.85K Jul 1, 2023 By CMS Sub Management Company F5
holding ZETA Class A Common Stock 185 Jul 1, 2023 By MSPS Platinum, Inc. F6
holding ZETA Class A Common Stock 200K Jul 1, 2023 By CMS Platinum Fund, L.P. F7
holding ZETA Class A Common Stock 47.9K Jul 1, 2023 By Mainline Special Opportunities Fund, LP F8
holding ZETA Class A Common Stock 607K Jul 1, 2023 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock which vests in four equal installments on July 1, 2024, October 1, 2024, January 1, 2025 and April 1, 2025.
F2 Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date.
F3 Securities held directly by Capital Management Systems, LLC, of which Mr. Landman is a managing member. Mr. Landman disclaims beneficial ownership of the shares held directly by Capital Management Systems, LLC except to the extent of his pecuniary interest therein, if any.
F4 Securities held directly by CMS Holdco, LLC, of which Mr. Landman is a managing member. Mr. Landman disclaims beneficial ownership of the shares held directly by CMS Holdco, LLC except to the extent of his pecuniary interest therein, if any.
F5 Securities held directly by CMS Sub Management Company, a Pennsylvania corporation, of which Mr. Landman is a director and executive officer. Mr. Landman disclaims beneficial ownership of the shares held directly by CMS Sub Management Company except to the extent of his pecuniary interest therein, if any.
F6 Securities held directly by MSPS Platinum, Inc., a Delaware corporation, of which Mr. Landman is a director and executive officer. Mr. Landman disclaims beneficial ownership of the shares held directly by MSPS Platinum, Inc. except to the extent of his pecuniary interest therein, if any.
F7 Securities held directly by CMS Platinum Fund, L.P. ("CMS"), of which CMS Platinum Associates, L.P. is general partner, and then MSPS Platinum, Inc. is the general partner of CMS Platinum Associates, L.P. William Landman is a director and executive officer of MSPS Platinum, Inc. Each of MSPS Platinum, Inc., CMS Platinum Associates, L.P. and Mr. Landman disclaims beneficial ownership of the shares held directly by CMS except to the extent of their pecuniary interest therein, if any.
F8 Securities held directly by MainLine Special Opportunities Fund, L.P. ("MainLine"), of which MainLine SO Associates, L.P. is general partner, and then MainLine SO GP, LLC is the general partner of MainLine's general partner. Mr. Landman is MainLine SO GO, LLC's manager. Mr. Landman, MainLine SO GP, LLC and MainLine SO Associates, L.P. disclaim beneficial ownership of the shares held directly by MainLine except to the extent of their pecuniary interest therein, if any.