Andres Gluski - Jun 14, 2023 Form 4 Insider Report for AES CORP (AES)

Role
President and CEO, Director
Signature
/s/ Jennifer V. Gillcrist, attorney-in-fact
Stock symbol
AES
Transactions as of
Jun 14, 2023
Transactions value $
$731,500
Form type
4
Date filed
6/15/2023, 05:01 PM
Previous filing
Feb 27, 2023
Next filing
Jul 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AES Common Stock Options Exercise $732K +50K +3.51% $14.63 1.48M Jun 14, 2023 Direct
holding AES Common Stock 30.9K Jun 14, 2023 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AES Stock Option (Right to Buy) Options Exercise $0 -50K -11.21% $0.00 396K Jun 14, 2023 Common Stock 50K $14.63 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Since the last Form 4 filing on February 27, 2023, the reporting person acquired 229 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated June 15, 2023.
F2 This Stock Option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 21, 2017