ANNE MCCALLION - 07 Jun 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Ms. McCallion
Issuer symbol
PFSI
Transactions as of
07 Jun 2023
Net transactions value
-$1,345,669
Form type
4
Filing time
09 Jun 2023, 17:53:59 UTC
Previous filing
28 Feb 2023
Next filing
04 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Options Exercise $487,008 +28,216 +573% $17.26 33,142 07 Jun 2023 Direct F1
transaction PFSI Common Stock Sale $1,832,677 -28,216 -85% $64.95 4,926 07 Jun 2023 Direct F2, F3
holding PFSI Common Stock 148,176 07 Jun 2023 The McCallion Family Trust dated 12/21/98

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFSI Nonstatutory Stock Option (Right to Buy) Options Exercise $0 -28,216 -100% $0.000000* 0 07 Jun 2023 Common Stock 28,216 $17.26 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported amount consists of 2,387 restricted stock units and 30,755 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F2 The price reported is the weighted average price of multiple transactions ranging from $64.53 to $65.04. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F3 The reported amount consists of 2,387 restricted stock units and 2,539 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.