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Signature
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/s/ Shantale Greenson, attorney-in-fact for Cato T. Laurencin
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Stock symbol
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ALKS
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Transactions as of
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Jun 7, 2023
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Transactions value $
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-$23,884
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Form type
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4
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Date filed
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6/7/2023, 05:12 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ALKS |
Ordinary Shares |
Options Exercise |
$64.3K |
+2.8K |
+37.44% |
$22.97 |
10.3K |
Jun 7, 2023 |
Direct |
F1 |
| transaction |
ALKS |
Ordinary Shares |
Sale |
-$88.2K |
-2.8K |
-27.24% |
$31.50 |
7.48K |
Jun 7, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ALKS |
Non Qualified Stock Option (Right to Buy) |
Options Exercise |
$0 |
-2.8K |
-33.33% |
$0.00 |
5.6K |
Jun 7, 2023 |
Ordinary Shares |
2.8K |
$22.97 |
Direct |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: