Derek Stark - Jun 1, 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chief Legal Officer
Signature
/s/ Derek Stark
Stock symbol
PFSI
Transactions as of
Jun 1, 2023
Transactions value $
-$399,895
Form type
4
Date filed
6/5/2023, 08:16 PM
Previous filing
Mar 7, 2023
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale -$400K -6.5K -18.2% $61.52 29.2K Jun 1, 2023 Direct F1, F2
transaction PFSI Common Stock Gift $0 -1K -3.42% $0.00 28.2K Jun 2, 2023 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of multiple transactions ranging from $61.20 to $61.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F2 The reported amount consists of 8,211 restricted stock units and 21,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3 Represents a bona fide gift of shares to a charitable organization.
F4 The reported amount consists of 8,211 restricted stock units and 20,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.