Hikmet Ersek - Mar 22, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Director
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Mar 22, 2023
Transactions value $
$221,527
Form type
4
Date filed
5/30/2023, 07:32 PM
Next filing
May 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $36.5K +527 $69.29 527 May 25, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Award $35K +527 $66.41 527 Mar 22, 2023 Common Stock 527 Direct F1, F2
transaction VOYA Restricted Stock Units Options Exercise $0 -527 -19.58% $0.00 2.16K May 25, 2023 Common Stock 527 Direct F1, F3
transaction VOYA Restricted Stock Units Award $150K +2.17K +410.82% $69.29 2.69K May 25, 2023 Common Stock 2.17K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each stock unit represents a conditional right to receive one share of the company's common stock.
F2 The shares of common stock reflect a grant of restricted stock units pursuant to the Issuer's Amended and Restated 2013 Omnibus Non-Employee Director Incentive Plan. The number of shares of restricted stock units granted was determined by reference to the closing price of a share of the Issuer's Common Stock on March 22, 2023, the appointment date.
F3 The restricted stock units will vest based on their respective award agreements.
F4 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders.