Alan B. Howe - 18 May 2023 Form 4 Insider Report for Babcock & Wilcox Enterprises, Inc. (BW)

Role
Director
Signature
/s/ John J Dziewisz, attorney-in-fact for Alan B. Howe
Issuer symbol
BW
Transactions as of
18 May 2023
Net transactions value
+$85,529
Form type
4
Filing time
22 May 2023, 16:35:55 UTC
Previous filing
03 Apr 2023
Next filing
26 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BW Common Stock Options Exercise $85,529 +15,273 +143% $5.60 25,959 18 May 2023 Direct
holding BW Common Stock 13,000 18 May 2023 IRA
holding BW Common Stock 69,606 18 May 2023 Alan & Penny Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BW Restricted Stock Units Options Exercise $0 -15,273 -100% $0.000000* 0 18 May 2023 Common Stock 15,273 Direct F2, F3
transaction BW Restricted Stock Units Award $0 +16,964 $0.000000 16,964 18 May 2023 Common Stock 16,964 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are owned by the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee.
F2 Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.
F3 Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier.
F4 Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier.