Mark S. Shapiro - 04 May 2023 Form 4 Insider Report for EQUITY RESIDENTIAL (EQR)

Role
Director
Signature
/s/ Samantha Thompson, Attorney-in-fact
Issuer symbol
EQR
Transactions as of
04 May 2023
Transactions value $
-$258,110
Form type
4
Filing time
05 May 2023, 16:10:45 UTC
Previous filing
05 May 2023
Next filing
20 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQR Common Shares Of Beneficial Interest Options Exercise $322K +6.7K +53.64% $48.10 19.2K 04 May 2023 Direct F1
transaction EQR Common Shares Of Beneficial Interest Sale -$414K -6.7K -34.91% $61.72 12.5K 04 May 2023 Direct F1, F2
transaction EQR Common Shares Of Beneficial Interest Options Exercise $338K +6.48K +51.86% $52.20 19K 04 May 2023 Direct F1
transaction EQR Common Shares Of Beneficial Interest Sale -$401K -6.48K -34.15% $61.87 12.5K 04 May 2023 Direct F1, F3
transaction EQR Common Shares Of Beneficial Interest Options Exercise $1.71M +29.3K +234.06% $58.40 41.7K 04 May 2023 Direct F1
transaction EQR Common Shares Of Beneficial Interest Sale -$1.81M -29.3K -70.06% $61.96 12.5K 04 May 2023 Direct F1, F4
holding EQR Common Shares Of Beneficial Interest 4.7K 04 May 2023 SERP Account F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQR Non-qualified Stock Option (Right to Buy) Options Exercise $0 -6.7K -100% $0.00* 0 04 May 2023 Common Shares Of Beneficial Interest 6.7K $48.10 Direct
transaction EQR Non-qualified Stock Option (Right to Buy) Options Exercise $0 -6.48K -100% $0.00* 0 04 May 2023 Common Shares Of Beneficial Interest 6.48K $52.20 Direct
transaction EQR Non-qualified Stock Option (Right to Buy) Options Exercise $0 -29.3K -100% $0.00* 0 04 May 2023 Common Shares Of Beneficial Interest 29.3K $58.40 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F2 The price represents the weighted average price of the shares sold. The shares were sold within a range of $61.54 to $61.84. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 The price represents the weighted average price of the shares sold. The shares were sold within a range of $61.85 to $61.88. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 The price represents the weighted average price of the shares sold. The shares were sold within a range of $61.70 to $62.17. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person.