MAZZELLA JOSEPH F - 01 May 2023 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Mazzella
Issuer symbol
PFSI
Transactions as of
01 May 2023
Net transactions value
+$26,536
Form type
4
Filing time
03 May 2023, 18:26:57 UTC
Previous filing
28 Feb 2023
Next filing
12 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Award $26,536 +421 +0.3% $63.03 138,708 01 May 2023 Direct F1, F2
holding PFSI Common Stock 177,031 01 May 2023 Mazzella Family Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
F2 The reported amount consists of 2,387 restricted stock units and 136,321 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.