Esteban Santos - Apr 30, 2023 Form 4 Insider Report for AMGEN INC (AMGN)

Signature
/s/ Esteban Santos
Stock symbol
AMGN
Transactions as of
Apr 30, 2023
Transactions value $
-$158,228
Form type
4
Date filed
5/2/2023, 08:29 PM
Previous filing
Mar 20, 2023
Next filing
May 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMGN Common Stock Tax liability -$158K -660 -1.06% $239.74 61.3K Apr 30, 2023 Direct F2, F3
holding AMGN Common Stock 828 Apr 30, 2023 401K Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.
F2 These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,342 RSUs which vest on 5/3/2023; 2,268 RSUs which vest in installments of 1,117 on 5/5/2023 and 1,151 on 5/5/2024; 2,656 RSUs which vest in installments of 1,308 on 4/30/2024 and 1,348 on 4/30/2025; and 3,637 RSUs which will vest in two installments of 1,200 on 5/2/2024 and on 5/2/2025, and one installment of 1,237 on 5/2/2026. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
F3 These shares include 684 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.