Key facts
- This page summarizes David Bernstein's Form 4 filing for CARNIVAL PLC (CUK).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 25 Apr 2023, 12:03.
David Bernstein - 21 Apr 2023 Form 4 Insider Report for CARNIVAL PLC (CUK)
- Reporting relationship
- CFO & CAO
- Issuer ticker
- CUK
- Reported as of
- 21 Apr 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 25 Apr 2023, 12:03:44 UTC
- Prior SEC filing
- 23 Feb 2023
- Next SEC filing
- 23 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Bernstein
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Bernstein filed Form 4 for CARNIVAL PLC (CUK) on 25 Apr 2023.
Change
- Previous filing in this sequence was filed on 23 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CUK
transaction
Trust Shares (beneficial Interest in Special Voting Share)
Award
- Transaction value
- $0
- Shares
- +83,955
- Change %
- +29%
- Price
- $0.000000
- Shares after
- 369,996
- Date
- 21 Apr 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
Footnote F2
Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in February 2024, 2025 and 2026. The RSUs will accumulate dividend equivalents and may only be settled in shares.
Footnote F3
The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The Compensation Committees also approved that the number of RSUs were determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant.