Christopher E. Greiner - 21 Apr 2023 Form 4 Insider Report for Zeta Global Holdings Corp. (ZETA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Apr 2023, 18:42:43 UTC
Prior SEC filing
16 Mar 2023
Next SEC filing
01 Sep 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Steven Vine, Attorney-in-fact

Key filing fact

Christopher E. Greiner filed Form 4 for Zeta Global Holdings Corp. (ZETA) on 21 Apr 2023.

Key facts

  • This page summarizes Christopher E. Greiner's Form 4 filing for Zeta Global Holdings Corp. (ZETA).
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 21 Apr 2023, 18:42.

Change

  • Previous filing in this sequence was filed on 16 Mar 2023.
  • Current net transaction value: -$77,611.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ZETA transaction

Class A Common Stock

Award

Transaction value
$0
Shares
+300,000
Change %
+14%
Price
$0.000000
Shares after
2,463,141
Date
21 Apr 2023
Ownership
Direct
Footnotes
F1
ZETA transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+57,000
Change %
+2.3%
Price
$0.000000
Shares after
2,520,141
Date
21 Apr 2023
Ownership
Direct
ZETA transaction

Class A Common Stock

Tax liability

Transaction value
$77,611
Shares
-7,477
Change %
-0.3%
Price
$10.38
Shares after
2,512,664
Date
21 Apr 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ZETA transaction Derivative

Performance-based restricted Stock units

Award

Transaction value
$0
Shares
+137,500
Change %
Price
$0.000000
Shares after
137,500
Date
21 Apr 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
137,500
Exercise price
Footnotes
F3, F4
ZETA transaction Derivative

Performance-based restricted Stock units

Options Exercise

Transaction value
$0
Shares
-57,000
Change %
-28%
Price
$0.000000
Shares after
143,000
Date
21 Apr 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
57,000
Exercise price
Footnotes
F3, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents restricted stock awarded pursuant to Issuer's 2021 Incentive Award Plan, 25% of which vests on the first anniversary of the grant date and the remainder of which vests in 16 equal quarterly installments beginning on the first anniversary of the grant date.

Footnote F2

Withholding of shares in satisfaction of taxes due upon the vesting of PSUs under the Registrant's Incentive Award Plan.

Footnote F3

Each PSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Footnote F4

The PSUs will be earned in the form of restricted stock based upon the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter beginning with the fourth fiscal quarter of 2023 and ending with, and including, the fourth fiscal quarter of 2027. To the extent earned, the restricted stock will vest in three equal annual installments, with the first installment vesting on the date the Company determines the number of shares of restricted stock that are eligible to be earned for such quarter, and the second and third installments vesting on the first and second anniversaries of such determination date, subject to the reporting person's continued service with the Company through each applicable vesting date. Any unearned portion of the PSUs are expected to expire on January 1, 2028.

Footnote F5

The remaining PSUs will be earned in the form of restricted stock based upon the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter ending with, and including, the fourth fiscal quarter of 2025. To the extent earned, the restricted stock will vest in three equal annual installments, with the first installment vesting on the date the Company determines the number of shares of restricted stock that are eligible to be earned for such quarter, and the second and third installments vesting on the first and second anniversaries of such determination date, subject to the reporting person's continued service with the Company through each applicable vesting date. Any unearned portion of the PSUs are expected to expire on January 1, 2026.

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