Anne Pullum - 17 Apr 2023 Form 4 Insider Report for WILLIS TOWERS WATSON PLC (WTW)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Apr 2023, 21:01:09 UTC
Prior SEC filing
14 Apr 2023
Next SEC filing
21 Apr 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Anne Pullum, by Elaine Wiggins, Attorney-in-Fact (power of attorney previously filed)

Key filing fact

Anne Pullum filed Form 4 for WILLIS TOWERS WATSON PLC (WTW) on 19 Apr 2023.

Key facts

  • This page summarizes Anne Pullum's Form 4 filing for WILLIS TOWERS WATSON PLC (WTW).
  • 6 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 19 Apr 2023, 21:01.

Change

  • Previous filing in this sequence was filed on 14 Apr 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WTW transaction

Ordinary Shares, nominal value $0.000304635 per share

Award

Transaction value
$0
Shares
+13
Change %
+0.07%
Price
$0.000000
Shares after
17,791
Date
17 Apr 2023
Ownership
Direct
Footnotes
F1
WTW transaction

Ordinary Shares, nominal value $0.000304635 per share

Options Exercise

Transaction value
$0
Shares
+1
Change %
+0.01%
Price
$0.000000
Shares after
17,792
Date
17 Apr 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WTW transaction Derivative

Restricted Share Unit

Award

Transaction value
$0
Shares
+5
Change %
+0.32%
Price
$0.000000
Shares after
1,627
Date
17 Apr 2023
Ownership
Direct
Underlying class
Ordinary Shares, nominal value $0.000304635 per share
Underlying amount
5
Exercise price
Footnotes
F3, F4
WTW transaction Derivative

Restricted Share Unit

Award

Transaction value
$0
Shares
+2
Change %
+0.34%
Price
$0.000000
Shares after
710
Date
17 Apr 2023
Ownership
Direct
Underlying class
Ordinary Shares, nominal value $0.000304635 per share
Underlying amount
2
Exercise price
Footnotes
F5, F6
WTW transaction Derivative

Dividend Equivalent Rights- 2022 RSU

Award

Transaction value
$0
Shares
+4
Change %
+49%
Price
$0.000000
Shares after
13
Date
17 Apr 2023
Ownership
Direct
Underlying class
Ordinary Shares, nominal value $0.000304635 per share
Underlying amount
4
Exercise price
Footnotes
F7
WTW transaction Derivative

Dividend Equivalent Rights- 2022 RSU

Options Exercise

Transaction value
$0
Shares
-1
Change %
-8%
Price
$0.000000
Shares after
12
Date
17 Apr 2023
Ownership
Direct
Underlying class
Ordinary Shares, nominal value $0.000304635 per share
Underlying amount
1
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The dividend equivalent rights accrued on a number of performance-based restricted share units previously earned under the reporting person's performance-based restricted share unit award and credited in the form of additional restricted share units that vest and are payable at the same time as the underlying performance-based restricted share units. Each dividend equivalent right is the economic equivalent of one WTW Ordinary Share.

Footnote F2

The dividend equivalent rights are fully vested and accrued on a number of time-based restricted share units previously vested under the reporting person's time-based restricted share unit award. Each dividend equivalent right is the economic equivalent of one WTW Ordinary Share.

Footnote F3

Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.

Footnote F4

Represents dividends acquired pursuant to the Willis Towers Watson Non-Qualified Deferred Savings Plan for U.S. Employees (the "Plan"), including the participant's deferral election under the Plan and the Company's matching contribution on the participant's deferral election credited to the participant's account in the form of restricted share units under the Plan.

Footnote F5

Vested shares under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.

Footnote F6

Represents dividends acquired pursuant to the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees (the "Excess Plan"), including the participant's deferral election under the Excess Plan and the Company's matching contribution on the participant's deferral election credited to the participant's account in the form of restricted share units under the Excess Plan.

Footnote F7

The dividend equivalent rights accrued on the reporting person's time-based restricted share unit award and will vest based on the same vesting schedule applicable to the underlying restricted share unit award. Each dividend equivalent right is the economic equivalent of one WTW Ordinary Share.

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