Eric Robert Taranto - Apr 17, 2023 Form 4 Insider Report for MKS INSTRUMENTS INC (MKSI)

Role
EVP & GM, VSD
Signature
/s/ M. Kathryn Rickards, attorney-in-fact
Stock symbol
MKSI
Transactions as of
Apr 17, 2023
Transactions value $
-$22,655
Form type
4
Date filed
4/19/2023, 11:44 AM
Previous filing
Feb 16, 2023
Next filing
Feb 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKSI Common Stock Options Exercise +935 +11.61% 8.99K Apr 17, 2023 Direct F1
transaction MKSI Common Stock Tax liability -$22.7K -275 -3.06% $82.38 8.71K Apr 17, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MKSI Restricted Stock Unit Options Exercise -935 -10.76% 7.75K Apr 17, 2023 Common Stock 935 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2 These shares were withheld by MKS Instruments, Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.
F3 These RSUs vest in three equal annual installments commencing on April 17, 2021, provided that if, in any vesting year, April 17th is not a business day, such vesting shall occur on the next business day.