Jr. Charles E. Phillips - 31 Mar 2023 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Reporting relationship: Director
Issuer ticker: AXP
Reported as of: 31 Mar 2023
Net transaction value: +$32,500
SEC form: 4
Accepted by SEC: 04 Apr 2023, 16:11:41 UTC
Prior SEC filing: 03 Mar 2023
Next SEC filing: 04 Apr 2023
Source filing: View source filing
Reporting owner signature: /s/ Kristina V. Fink, attorney-in-fact

Filing notes and source

Key filing fact

Jr. Charles E. Phillips filed Form 4 for AMERICAN EXPRESS CO (AXP) on 04 Apr 2023.

Key facts

This page summarizes Jr. Charles E. Phillips's Form 4 filing for AMERICAN EXPRESS CO (AXP).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 04 Apr 2023, 16:11.

Change

Previous filing in this sequence was filed on 03 Mar 2023.
Current net transaction value: +$32,500.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXP transaction Derivative

Share Equivalent Units

Award

Transaction value: $32,500
Shares: +201
Change %: +4.7%
Price: $161.36
Shares after: 4,471
Date: 31 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 201
Exercise price
Footnotes: F1, F2, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each Share Equivalent Unit reflects the value of one common share.

Footnote F2

The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

Footnote F3

The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.

Footnote F4

Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.