Heather H. Lavallee - Mar 31, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role: President and CEO
Signature: /s/ My Chi To, Attorney-in-Fact
Stock symbol: VOYA
Transactions as of: Mar 31, 2023
Transactions value $: $238
Form type: 4
Date filed: 4/3/2023, 04:06 PM
Previous filing: Mar 17, 2023
Next filing: Apr 18, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	VOYA	Common Stock						14.1K	Mar 31, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VOYA	Deferred Savings Plan Issuer Stock Units	Award	$238	+3.32	+0.07%	$71.46	4.86K	Mar 31, 2023	Common Stock	3.32		Direct	F1, F2
holding	VOYA	Performance Stock Unit						135K	Mar 31, 2023	Common Stock	135K		Direct	F3
holding	VOYA	Restricted Stock Units						61.4K	Mar 31, 2023	Common Stock	61.4K		Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2	Includes a dividend of 13.172 shares.
F3	The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4	The restricted stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

Remarks:

President and CEO