David Eric Russell - Apr 1, 2023 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Vice President, Controller
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Apr 1, 2023
Transactions value $
$500,055
Form type
4
Date filed
4/3/2023, 01:57 PM
Previous filing
Feb 13, 2023
Next filing
Jul 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $509K +3.85K +22.32% $132.08 21.1K Apr 1, 2023 Direct
transaction YUM Common Stock Tax liability -$135K -1.02K -4.84% $132.08 20.1K Apr 1, 2023 Direct
transaction YUM Common Stock Options Exercise $172K +1.3K +6.47% $132.08 21.4K Apr 1, 2023 Direct
transaction YUM Common Stock Tax liability -$45.6K -345 -1.61% $132.08 21.1K Apr 1, 2023 Direct
holding YUM Common Stock 851 Apr 1, 2023 401(k) Holdings

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Phantom Stock Options Exercise $0 -3.85K -100% $0.00 0.181 Apr 1, 2023 Common Stock 3.85K Direct F1, F2, F3
transaction YUM Phantom Stock Options Exercise $0 -1.3K -99.93% $0.00 0.924 Apr 1, 2023 Common Stock 1.3K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Payments are made in accordance with elections on file.
F3 Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.