Vlad Vitoc - Mar 30, 2023 Form 4 Insider Report for MAIA Biotechnology, Inc. (MAIA)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Vlad Vitoc
Stock symbol: MAIA
Transactions as of: Mar 30, 2023
Transactions value $: $5,876
Form type: 4
Date filed: 4/3/2023, 09:32 AM
Previous filing: Mar 9, 2023
Next filing: Apr 5, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MAIA	Common Stock	Purchase	$703	+205	+0.03%	$3.43	801K	Mar 30, 2023	Direct	F1, F2
transaction	MAIA	Common Stock	Purchase	$5.17K	+1.5K	+0.19%	$3.46	803K	Mar 31, 2023	Direct	F1, F3
holding	MAIA	Common Stock						210K	Mar 30, 2023	See Footnote	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Vitoc that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
F2	The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.41 to $3.43, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
F3	The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.44 to $3.48, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
F4	These securities are beneficially owned by Mr. Vitoc's spouse. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.