Gregory Paul Hannon - Mar 23, 2023 Form 4/A - Amendment Insider Report for KINGSWAY FINANCIAL SERVICES INC (KFS)

Role
Director
Signature
/s/ Debra S. Rouse, attorney-in-fact for Gregory Paul Hannon
Stock symbol
KFS
Transactions as of
Mar 23, 2023
Transactions value $
$2,316,970
Form type
4/A - Amendment
Date filed
3/31/2023, 04:04 PM
Date Of Original Report
Mar 27, 2023
Previous filing
Mar 23, 2023
Next filing
Jun 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KFS Common Stock Exercise of in-the-money or at-the-money derivative security $2.32M +463K +21.93% $5.00 2.58M Mar 23, 2023 By Oakmont Capital Inc F1
holding KFS Common Stock 29.5K Mar 23, 2023 By Retirement Plan (R)
holding KFS Common Stock 13.8K Mar 23, 2023 By Spouse
holding KFS Common Stock 4.5K Mar 23, 2023 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KFS Series B Warrant Exercise of in-the-money or at-the-money derivative security $0 -463K -100% $0.00* 0 Mar 23, 2023 Common Stock 463K $5.00 By Oakmont Capital Inc. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is amending the Form 4 originally filed to report this Warrant exercise that also occurred on March 23, 2023.