Terence Michael Kavanagh - 23 Mar 2023 Form 4/A - Amendment Insider Report for KINGSWAY FINANCIAL SERVICES INC (KFS)

Role
Director
Signature
/s/ Debra S. Rouse, attorney-in-fact for Terence Michael Kavanagh
Issuer symbol
KFS
Transactions as of
23 Mar 2023
Net transactions value
+$2,316,970
Form type
4/A - Amendment
Filing time
31 Mar 2023, 16:03:22 UTC
Date Of Original Report
27 Mar 2023
Previous filing
23 Mar 2023
Next filing
13 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KFS Common Stock Exercise of in-the-money or at-the-money derivative security $2,316,970 +463,394 +22% $5.00 2,576,695 23 Mar 2023 By Oakmont Capital Inc. F1
holding KFS Common Stock 34,750 23 Mar 2023 By Retirement Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KFS Series B Warrant Exercise of in-the-money or at-the-money derivative security $0 -463,394 -100% $0.000000* 0 23 Mar 2023 Common Stock 463,394 $5.00 By Oakmont Capital Inc. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is amending the Form 4 originally filed to report this Warrant exercise that also occurred on March 23, 2023.