Andy Yeung - 28 Mar 2023 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Financial Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
28 Mar 2023
Net transactions value
$0
Form type
4
Filing time
30 Mar 2023, 09:03:52 UTC
Previous filing
14 Feb 2023
Next filing
22 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Award $0 +59 +0.21% $0.000000 28,460 28 Mar 2023 Common Stock 59 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Award $0 +9 +0.19% $0.000000 4,781 28 Mar 2023 Common Stock 9 Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Award $0 +42 +0.21% $0.000000 20,158 28 Mar 2023 Common Stock 42 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3 This grant does not have an expiration date.
F4 These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F5 These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.